Bank Supervision and the Basel Framework
About this course

Overview

Capital and liquidity rules only matter through the way a supervisor applies them. Built for central bank examiners and the compliance teams who answer to them, this covers the Basel framework across capital, liquidity and conduct, and how a standard becomes an assessment and then a supervisory action.

What you will be able to do

Learning outcomes

  • Interpret Basel capital and liquidity requirements
  • Review a bank's capital adequacy position
  • Assess liquidity coverage and funding stability
  • Conduct risk-based supervisory reviews
  • Frame findings and supervisory actions
What the course sets out to do

Course objectives

  • Explain the Basel framework and its pillars
  • Assess capital adequacy
  • Evaluate liquidity and funding standards
  • Supervise conduct and governance
  • Apply risk-based supervisory methods
Course content

Modules

01

The Basel Framework

Evolution of Basel standards and the three-pillar structure.

02

Capital Adequacy

Risk-weighted assets, capital ratios, and capital buffers.

03

Liquidity Standards

Liquidity coverage and net stable funding requirements.

04

Supervisory Review

Pillar 2, risk-based supervision, and the assessment process.

05

Conduct and Governance

Supervising governance, risk culture, and conduct.

06

Supervisory Action

Framing findings, remediation, and enforcement measures.

Who it is for

Target audience

Central bank examiners, prudential supervisors, and bank risk and compliance teams.

Before you start

Prerequisites

A central bank, regulator, or bank compliance and risk role.

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